Serve as a credible business advisor and partner representing the Compliance organization to the Personal Loans business
Lead a team of Compliance Advisors as they support specific areas within the Personal Loans business
Maintain subject matter expertise in applicable laws, regulations, and regulator guidance
Maintain key relationships with business leadership as well as Legal, Risk Management, and other stakeholders
Coordinate with cross-functional teams to accomplish shared objectives
Support the management of issues with the business and risk office as they arise
Requirements
Bachelor’s Degree or Military experience
At least 5 years of experience in compliance, legal, audit, or risk management
At least 5 years of experience supporting, partnering and interacting with internal business clients
Certifications such as: Certified Regulatory Compliance Manager (CRCM), Certified Information Privacy Professional (CIPP), or Juris Doctor (J.D.)
At least 10 years of experience in Banking or Financial Services
Proven ability to communicate, collaborate and manage relationships with internal and external stakeholders at various levels in a matrixed organization
Ability to read and interpret regulations
Benefits
Health insurance
Comprehensive benefits
Financial benefits
Incentives including bonuses and long term incentives
Paid time off
Employee assistance program
Director, Compliance Advisory – Personal Loans at Capital One | JobVerse