Senior Compliance Officer – Compliance Oversight Program

Role Overview

• Develop, implement, and coordinate the Compliance Oversight program
• Evaluate program design elements, analyze Risk Owner testing and monitoring routines
• Collaborate with colleagues globally to evaluate and coordinate with Risk Owners
• Monitor and communicate program effectiveness to stakeholders and senior management

Requirements

• BA/BS or a similar degree required
• JD desirable but not required
• 5 or more years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator
• Knowledge of global security and derivative products, markets and systems at financial institutions
• Excellent interpersonal, organizational, leadership and communication (oral and written) skills
• Strong analytical skills with attention to detail
• Proficient in Excel, Word, PowerPoint and SharePoint.

Benefits

• Health insurance
• 401(k) matching
• Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
• Banking benefits and discounts
• Career development and reward and recognition programs