About this role

provide legal advice and support to the prime brokerage business
support fixed income trading desks relating to regulations, agreements, and market developments
collaborate across Fidelity to facilitate the offering of products and services to retail and institutional brokerage customers
support business development efforts, including contracting, and managing the ongoing review of regulatory changes affecting broker-dealers

Juris Doctor (JD) degree from an accredited law school
4-8 years’ experience with a law firm, financial services firm, or state or federal agency in prime brokerage, securities law, or financial services legal practice
Solid understanding of U.S. securities regulations including the Securities Exchange Act of 1934, the Securities Act of 1933, and related SEC, FINRA and self-regulatory organization rules and regulations
Experience drafting, reviewing, and negotiating prime brokerage and fixed income trading agreements
Experience handling regulatory compliance, risk mitigation, and operational issues for clients in financial services and capital markets
Strong interpersonal and communication skills

comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

Senior Legal Counsel – Fixed Income

Key skills