Participate on a team working with management to develop policies and procedures that ensure compliance with applicable laws and regulations
Lead compliance projects and provide guidance to less experienced Compliance Analysts
Support a function, product, or process to ensure adherence to all required rules and regulations
Resolve complex problems or transactions, often owning one or more processes, reports, or procedures and serving as a subject matter expert on cross-functional projects
Conduct risk-based monitoring and evaluation activities including assessments, testing, analysis, and reporting
Demonstrate working knowledge of banking/consumer compliance regulations and laws, and apply this to risk management strategies
Use data analysis tools to assess risks and evaluate controls for weaknesses or gaps
Document testing results in concise management reports and escalate significant risks
Review policies and procedures for consistency with current banking and securities regulations
Identify process improvement opportunities and provide control advisory services
Develop and maintain strong relationships with internal stakeholders and Audit
Participate in special projects and assist in enhancing the REA Program and compliance procedures
Pursue training and continuing education to stay current on regulatory compliance and industry trends.
Comply with all KeyBank policies and procedures.

Bachelor's Degree or equivalent experience
5+ years of experience in compliance, risk management, auditing, or related fields
Demonstrated ability to work independently and collaboratively in a regulatory environment
Relevant certifications in compliance, auditing, or risk management
Understanding and applying laws and regulations relevant to banking and consumer finance
Evaluating potential risks and identifying control gaps in processes and systems
Conducting ongoing reviews to ensure adherence to compliance standards
Performing independent evaluations of controls and procedures to ensure regulatory alignment
Ensuring lending practices meet fair lending laws and guidelines
Identifying and mitigating risks that could disrupt business operations
Using analytical tools to interpret data and uncover compliance issues or trends
Assessing internal policies for consistency with current regulations
Documenting findings and communicating risks through clear, concise reports
Building strong relationships across departments to support compliance initiatives
Leading compliance-related projects and mentoring junior analysts
Applying sound judgment in evaluating complex compliance scenarios
Clearly conveying compliance requirements and findings to diverse audiences
Staying current with regulatory changes and industry best practices
Designing effective solutions to address compliance challenges.

Eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.

Compliance Officer – Risk Evaluation and Assurance

Key skills