We are looking for Compliance Risk Assessment Officer - Agent de l valuation des risques de conformit for our client in Montreal QC.

Job Title: Compliance Risk Assessment Officer - Agent de l valuation des risques de conformit

Job Location: Montreal QC

Job Type: Contract

Job Overview:

Requirement/Must Have:

1+ to 3 years experience working for a financial services firm and/or self-regulatory organization (preferably in Compliance, Risk, Regulatory roles and/or data analytics roles).
Strong verbal and written communication skills.
Strong knowledge of data analytics, working with structured and unstructured data.
Robust Excel knowledge, including use of advanced formulas.

Responsibilities:

Developing, implementing and managing an organization's compliance program.
Coordinating and scheduling required compliance training for employees.
Coordinating with federal and state regulators.
May supervise compliance analysts.
Development of databases and questionnaires, report on risk assessment results, and securely store all risk assessment documentation.
Development and ongoing maintenance of an inventory of risk profiles and/or statements to categorize regulatory requirements and obligations.
Creating and maintaining the process by which the business will document and assess their controls through the risk assessment framework.
Training and coordinating the execution of Compliance Risk Assessment campaigns.
Quality assurance reviews of risk assessment results to review consistency and completeness of responses.
Supporting 1LOD with the documentation of corrective action plans in the appropriate repository along with owner and target date.
Identification of potential enhancements to the compliance risk assessment methodologies, procedures, processes, tools and user interface, risk indicator inputs, analytics and reporting formats.
Comply with external regulatory requirements and expectations; internal control standards; Group, Americas, IHC and Operating Entity policies, procedures and standards with regard to Compliance Risk Assessments as appropriate.
Development of Compliance Risk Assessment reporting and presentations to appropriate governing bodies.

Nice to Have:

Strong attention to detail.
Presentation and reporting skills including MS Excel, SharePoint, Word, and PowerPoint.
Strong execution skills with the ability to work successfully under demanding deadlines.
Team player with the ability to work collaboratively across front and back office stakeholders and senior management.
Problem solving and root cause identification skills.

Education and Experience:

BA or BS Degree a must.

Aperu du poste :

Exigences / Comptences requises :

De 1 3 ans d exprience au sein d une institution de services financiers et/ou d un organisme d autorglementation, de prfrence dans les domaines de la conformit, de la gestion des risques, de la rglementation ou de l analyse de donnes.
Excellentes comptences en communication crite et orale.
Solide connaissance de l analyse de donnes, incluant la manipulation de donnes structures et non structures.
Excellente matrise de Microsoft Excel, notamment des fonctions et formules avances.

Responsabilits :

Dvelopper, mettre en uvre et grer le programme de conformit de l organisation.
Coordonner et planifier les formations obligatoires en matire de conformit destines aux employs.
Collaborer avec les autorits rglementaires fdrales et provinciales.
Superviser, au besoin, les analystes en conformit.
Concevoir des bases de donnes et des questionnaires, produire des rapports sur les rsultats des valuations des risques et assurer l archivage scuris de toute la documentation associe.
Dvelopper et maintenir un inventaire des profils de risques et/ou des noncs permettant de classifier les exigences et obligations rglementaires.
laborer et maintenir le processus permettant aux units d affaires de documenter et d valuer leurs contrles dans le cadre de la mthodologie d valuation des risques.
Former les quipes et coordonner l excution des campagnes d valuation des risques de conformit.
Raliser des revues d assurance qualit des rsultats des valuations des risques afin d assurer la cohrence et l exhaustivit des rponses.
Soutenir la premire ligne de dfense (1LOD) dans la documentation des plans d actions correctives, incluant les responsables et les chances, dans les rfrentiels appropris.
Identifier des opportunits d amlioration des mthodologies, procdures, processus, outils, interfaces utilisateurs, indicateurs de risque, analyses et formats de rapports lis aux valuations des risques de conformit.
Veiller au respect des exigences rglementaires externes, des normes de contrle interne ainsi que des politiques, procdures et standards du Groupe, des Amriques, de l IHC et des entits oprationnelles en matire d valuation des risques de conformit.
Prparer les rapports et les prsentations relatifs aux valuations des risques de conformit destins aux instances de gouvernance appropries.

Atouts :

Excellente attention aux dtails.
Solides comptences en prsentation et en production de rapports avec Microsoft Excel, SharePoint, Word et PowerPoint.
Excellentes capacits d excution et aptitude travailler efficacement dans des dlais serrs.
Esprit d quipe et capacit collaborer avec les parties prenantes des quipes front-office, back-office et la haute direction.
Excellentes comptences en rsolution de problmes et en analyse des causes fondamentales.

Comptences :

Conformit rglementaire (Compliance).
valuation et gestion des risques.
Analyse de donnes et reporting.
Matrise avance de Microsoft Excel.
Gestion des bases de donnes et documentation.
Communication et prsentation.
Assurance qualit et amlioration continue.
Collaboration avec les parties prenantes et les organismes de rglementation.

Formation et qualifications :

Baccalaurat (BA ou BS) requis.
Exprience dans les services financiers, la conformit, la gestion des risques ou un domaine connexe.
Connaissance des cadres rglementaires et des processus de gestion des risques constitue un atout.

Benefits

Our Benefits Include:

Medical, Dental, and Vision Insurance
401(k) Retirement Plan
Health Savings Account (HSA)
Disability Insurance (Short-Term and Long-Term)
Life and AD&D Insurance
Paid Sick Leave (where required by applicable state or local law)
Supplemental Insurance Plans
Identity Theft Protection
Pet Insurance
Employee Wellness Programs
Employee Assistance Program (EAP)
Career Growth and Professional Development Opportunities

Disclaimer: Benefits eligibility, accrual rates, and usage limits may vary based on employment status, length of service, and work location. Paid Sick Leave is provided in strict accordance with applicable state and municipal mandates. Cynet Systems Inc. reserves the right to modify, amend, or terminate any benefit plans at any time in accordance with applicable laws.

About Cynet Systems

Founded in 2010 and headquartered in the Washington, DC metro area, Cynet Systems Inc. is a leading technology staffing and workforce solutions company serving Fortune 500 companies, government agencies, and enterprise organizations across the United States and Canada. We deliver agile, scalable talent solutions across IT, engineering, life sciences, clinical, and professional staffing, powered by a high-performing recruitment engine operating across North America and Asia.

As a nationally and locally certified Minority Business Enterprise (MBE), Cynet Systems is committed to helping organizations build high-performing teams while empowering professionals to grow rewarding careers. Our organization is certified to ISO 9001, ISO 14001, ISO 27001, and SOC 2 Type II standards, reflecting our commitment to quality, security, operational excellence, and customer success.

Compliance Risk Assessment Officer - Agent de lvaluation des risques de conformit

Key skills

About this role