Developing, socializing and operationalizing company policies related to financial crime compliance
Leading continued enhancements to sanctions screening program
Partner with internal data stewards to integrate clients/vendors/etc. into screening software
Develop toolkit for standard review/remediation of screening hits
Review and remediate screening “hits” as they arise
Leading continued development of Risk-Based AML/KYC Program
Perform assessment to determine risk-based application to business
Develop AML/KYC program to align with risk review, and aligning with existing AML framework in place
Provide subject matter expertise to internal stakeholders on financial crime-related risks during client onboarding and placement processes
Expand/enhance third party diligence program to align with evolving company risk profile
Develop and deliver targeted live training
Conduct periodic financial crime risk assessments to evaluate exposure related to client portfolios, geographies, and transaction flows
Prepare internal reports and assist in preparing regulatory notifications for potential sanctions violations
Maintain complete records and audit trails for all sanctions-related investigations and decisions

Bachelor’s degree in Law, Business, Finance, Risk Management, or a related field (Master’s degree preferred)
3+ years of experience in compliance or risk management within the insurance or financial services sector
Strong working knowledge of OFAC, UN, EU, UK, and Canadian sanctions laws and their implications for insurance placements and financial transactions
Experience managing sanctions screening systems or working with insurance policy administration systems is highly desirable
Certifications (Preferred): Certified Sanctions Specialist (CSS), Certified Anti-Money Laundering Specialist (CAMS), or equivalent compliance designation

health/dental/vision/life/disability insurance
FSA
HSA
401(k) accounts
paid-time-off benefits such as vacation, sick, personal, floating holidays and company holidays
eligible annual bonuses, equity and commissions may be available for some positions

Financial Crime Compliance Lead

Key skills