Key skills
CommunicationProblem SolvingCollaboration
About this role
Role Overview
- Support one or more Investment Advisors (IAs)
- Coordinate marketing activities on behalf of the advisory team
- Assist the advisory team in preparing for client meetings
- Handle clients’ general day-to-day requests and inquiries
- Generate reports and documents for IAs and clients as requested
- Maintain and organize client database and client files
- Provide team members with support on technology issues
- Develop rapport and instill confidence with clients
- Support IA’s in individual client investment needs
- Ensure compliance with regulatory, legal, and ethical requirements
Requirements
- Typically between 1 – 2 years of relevant experience
- Post-secondary degree in related field of study desirable or an equivalent combination of education and experience
- Knowledge of wealth management company and branch operations (e.g. client services, trust services, account transfers, etc.) is an asset
- Knowledge of operational aspects of traditional (stocks, bonds, money market, mutual funds) and non traditional (managed and fee based) products is an asset
- Familiarity with technology applications and software used in the financial planning and investment industry
- Must meet the Investment Representative licensing with CIRO and certification requirements for the branch / jurisdiction where the mandate is being fulfilled
- Verbal & written communication skills
- Mandarin language skills are strongly preferred
- Organization skills
- Good
- Collaboration & team skills
- Good
- Analytical and problem solving skills
- Good
Benefits
- Health insurance
- Tuition reimbursement
- Accident and life insurance
- Retirement savings plans