Act as compliance liaison for assigned areas and assist with creating a culture of compliance through training, engagement and providing consistent feedback on compliance standards.
Responsible for the identification, analysis, communication and resolution of advertising deficiencies, lead generation practices, agent conduct, and other compliance issues for assigned areas.
Review life insurance and annuity marketing material for compliance with applicable regulations.
Assist in the creation, implementation, and maintenance of compliance policies, procedures and educational material.
Work with internal and external partners on vetting and implementing compliance and business initiatives.
Participate in compliance projects, such as onboarding new technology, and serve as backup to other functions as needed.

Senior Compliance Analyst

Key skills