Principal Compliance Associate

Role Overview

• Own and deliver BAU compliance support across IE-regulated entities, including activities subject to CASP and EMI requirements, and relevant conduct and market integrity considerations
• Maintain and enhance the IE-regulated entities compliance framework (policies, procedures, governance materials, reporting calendar) to reflect business changes and IE regulatory expectations
• Act as a trusted partner to Product, Design, Engineering and Markets teams to assist them to structure and launch products and services and controls
• Lead and execute assurance monitoring and testing (risk-based), document findings clearly, and drive pragmatic remediation with accountable owners and timelines
• Support regulatory engagement, including responses to information requests, examinations/audits, and routine/periodic reporting obligations where relevant
• Review and advise on customer-facing communications and marketing for compliance risk and conduct considerations
• Produce reliable management information for senior stakeholders (KRIs, monitoring outcomes, remediation progress, training completion) and assist in preparing reports for Committee and Board meetings on compliance related matters
• Provide guidance and monitor outsourced compliance functions (e.g. marketing/complaints) to ensure compliance with CBI/EBA outsourcing guidelines and relevant requirements under MiCA/PSD2/CPC
• Develop and deliver compliance training programs, ensuring employees are knowledgeable and aware of their obligations
• Provide compliance advisory support and guidance to COs and EU Regional Compliance team on new and existing regulations and rules, best practices and compliance with internal procedures and directives
• Ensure all Policies and Procedures are updated and submitted through appropriate governance forums
• Contribute to a culture of compliance through training, clear guidance, and practical partnership with the business

Requirements

• 5+ years second-line Compliance experience in a regulated bank, crypto exchange or payments firm
• Demonstrated ability to effectively analyse risk and apply sound judgement in a timely manner
• Experience in crypto-asset services or a strong demonstrated interest, combined with a solid understanding of the regulatory framework
• Strong attention to detail and strong organisational skills
• Ability to prioritise workload in line with tight deadlines and work effectively under pressure.
• Strong knowledge of regulations, particularly in MiCAR, PSD2 and CPC requirements
• Strong written and communication skills; able to translate regulatory expectations into practical controls and clear guidance
• Comfortable operating in a fast-paced environment, managing multiple workstreams and collaborating cross-functionally

Benefits

• Health insurance
• Flexible working hours