Provide oversight, advisory, and execution support for the Global Regulatory Inventory Governance program
Facilitate enterprise-wide oversight and governance of the global regulatory inventory process
Perform ongoing execution of the Regulatory Inventory feeds and manual processes
Establish and influence relationships with TD Technology partners and third-party data providers
Perform oversight and reconciliation of regulatory inventory data
Perform analysis of large datasets using business intelligence tools to generate insights
Monitor, assess, and report on adherence to the RCM Regulatory Inventory and Control Standard
Identify and drive improvements to processes, including opportunities to automate and streamline
Develop and deliver targeted training and guidance materials
Support responses to Internal Audit, Compliance Quality Assurance, and regulatory reviews
Develop and deliver management reporting for senior leadership

Good understanding of Compliance processes and regulatory environment
Knowledge of relevant legislation, regulations, and industry standards
Experience providing advisory support and independent challenge in risk or compliance function
Experience identifying, assessing, and escalating risks and control gaps
Experience preparing management reporting and communicating insights to senior stakeholders
Strong understanding of regulatory governance frameworks (e.g., RCM)
Experience with coordination of processes involving multiple groups and stakeholders
Experience analyzing large datasets and leveraging business intelligence tools
Experience with implementation of process improvements
Strong analytical and problem-solving skills

Compliance Business Oversight Manager, Global Regulatory Inventory

Key skills