Associate Financial Representative
Minnetonka, Minnesota, United States of America
Full Time
3 days ago
$50,000 - $58,000 USD
Visa Sponsor
Key skills
Risk ManagementCommunication
About this role
Role Overview
- Financial Plan Creation
- Utilize financial planning software to assist in creating financial plans for clients.
- Cash Flow Management
- Monitor and manage cash flow to and from accounts with a focus on maximizing tax efficiency.
- Portfolio Management
- Conduct investment portfolio tax analysis, design, and rebalancing of portfolios.
- Implementation and Review
- Oversee implementation and review of financial plans and portfolio management.
- Workflow Management
- Accurate completion of all investment account paperwork, tracking onboarding processes, and ensuring timely client communication.
- Trade Execution
- Place trades and manage investment paperwork and transactions.
- Client Education
- Advise clients on holistic strategies with an emphasis on tax efficiency, risk management, and sustainable lifetime income.
- Strategic Partnership
- Collaborate with the Wealth Management Advisor on client solutions and recommendations to support client relationships
- Client Communication
- Manage correspondence, notes, files, and maintain compliant client records.
- Meeting and Case Preparation
- Prepare materials for new and existing client meetings, update client recommendation documents (agenda and executive summary), and identify opportunities for improvement.
- Data Gathering
- Collect essential client data and prepare comprehensive financial plans.
- Event Support
- Execute client engagement opportunities in partnership with the Marketing Team.
- Manage Digital Presence – Update Nordvest Wealth Advisory website, leverage and maintain e-marketing, and maximize social media presence.
- Professional Development
- Stay up to date on software system enhancements, new products, and compliance changes/opportunities; and participate in continuous learning and development activities.
Requirements
- Bachelor's degree preferred
- Minnesota Life, Accident, and Health insurance licenses required before starting
- SIE, Series 7 & 63 within 12 months of starting.
Benefits
- Competitive benefits package includes PTO, medical, dental, vision, and 401(k) match.