Assists the Compliance Department with the execution of Aqua’s Compliance Management System, including regulatory change, issues management, risk assessment, complaint management, training, and monitoring
Provides detailed and actionable guidance to business partners regarding compliance risk and mitigating controls
Assists with implementation of corrective action plans, new products and services, and vendors
Assists with responding to audits and examinations
Assists with policy and procedure management
Acts as the compliance point of contact for projects as assigned
Maintains expertise in applicable state and federal regulations
Develops and manages relationships with business partners, understanding business risks and providing effective challenge to business partners when compliance controls are lacking, inadequate, or ineffective
Assist with compliance reporting
Other projects as assigned

Bachelor’s degree in related field or commensurate work experience required
5 years of compliance experience within financial services or consumer finance, in progressively elevated roles required
Subject matter expertise in federal and state consumer lending laws and regulations (such as FCRA, ECOA, GLBA, TILA, UDAAP) required
Knowledge of consumer lending compliance risk and the consumer regulatory framework required
Attention to detail and accuracy required
Excellent verbal and written communication skills required
Proficient in the utilization of Microsoft Office Suite
Ability to thrive in a fast-paced work environment
CRCM preferred
Prior experience in indirect lending preferred

Compliance Advisor – Lending

Key skills