Internal Audit Manager – Risk & Regulatory Services

Role Overview

• Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients.
• Project manage SOX 404 engagements including conducting walkthroughs, designing and leading internal control testing with periodic status updates to client’s management
• Prepare scoping and risk assessments or Internal Audit using a risk base methodology
• Prepare Audit Committee presentations and attend Audit Committee meetings, when necessary
• Lead other types of consulting engagements

Requirements

• Professional Certification, such as CIA or CPA required
• Bachelor’s degree in relevant discipline (e.g., Accounting, Auditing, or Related Field) required
• 5+ years working in internal audit, consulting, advisory services, or a related field, either in professional services or combination professional service organization/industry
• 3+ years management experience

Benefits

• flexibility to manage your days in support of our commitment to work/life balance
• culture that has received multiple top “Places to Work” awards