Support the delivery of the division’s risk-based Compliance Monitoring Plan
Conduct audits across internal business functions as well as external agents and partners distributing insurance products across Multi-lines, Travel, and Accident & Health business lines
Plan and deliver 2nd line risk-based compliance audits and monitoring reviews
Draft audit scopes aligned to regulatory requirements and business risk profiles
Conduct audit fieldwork including evidence reviews, stakeholder interviews, walkthroughs and control testing
Produce clear, high-quality audit reports with practical and proportionate recommendations
Identify root causes and support remediation activity
Track, validate and oversee the timely completion of audit actions
Build effective relationships with internal stakeholders and external distribution partners
Provide independent challenge while maintaining a collaborative approach
Support thematic reviews and regulatory readiness activity
Maintain accurate audit documentation, records and correspondence
Keep up to date with emerging regulatory developments and industry expectations

Minimum 2 years’ experience within a 2nd line Compliance Assurance, Compliance Monitoring or Compliance Audit role
Strong knowledge of FCA regulation relevant to insurance distribution, including PRIN, SYSC, ICOBS and DISP
Experience auditing third parties, intermediaries, agents or outsourced service providers
Strong analytical, investigative and report-writing skills
Excellent stakeholder management and communication skills
The ability to manage multiple audits and competing priorities effectively
High levels of integrity, professionalism and independence
Confidence handling challenging conversations and delivering constructive feedback
Good working knowledge of Microsoft Office and compliance/audit systems
Desirable: ICA, CII or other relevant compliance qualifications
Exposure to MFSA or wider European regulatory frameworks

Compliance Auditor

Key skills