Responsibility for the daily production, delivery and oversight of RLAM’s MiFID Transaction Reporting BAU submissions
Undertake the associated BAU assurance activities in collaboration with compliance and RLAM’s assurance partner.
Carry out remediation work as required where issues are identified across processes and reporting.
Review the existing reporting processes and control framework to identify enhancements and opportunities for continuous improvement.
Identify and deliver necessary reporting process change to maintain compliance with an evolving regulatory reporting and business change environment.
Participate in internal and external audits as well as regulatory inspections in relation to the firm’s reporting obligations.
Completing daily & monthly reconciliations involving multiple sets of data to ensure regulatory compliance
Production of periodic MI for presentation on various board/committees as well as stats packs for external clients
Liaising with both external clients and internal departments for fast and accurate resolution of queries/exceptions.

Knowledge of MiFID Transaction reporting obligations, relevant instruments, reporting technical standards and associated industry guidance
2 – 3 years’ experience in a similar role
Prior experience in regulatory assurance / QA activities is an advantage.
Prior experience of MiFID reporting solutions is an advantage.
Demonstrable expertise in data analysis techniques, problem solving, root-cause analysis and clear communication of conclusions to senior management.
Experience of working within a regulatory driven agenda and assessing regulatory impacts to the business and Operations
Operating across businesses and functions, such as Compliance, Legal, Technology and the Business with demonstrable negotiation, influencing and relationship management skills.

A multifaceted job with a high degree of responsibility and a broad spectrum of opportunities
A broad range of professional education and personal development possibilities
A competitive salary and company benefits
The chance to work on some of the most challenging, relevant issues in financial services & technology
A work environment built on collaboration, flexibility and respect.

Transaction Reporting Analyst – MiFID

Key skills