Analyst – Licensing & Registration
Noida, Uttar Pradesh, India
Full Time
2 weeks ago
No Sponsorship
Key skills
CommunicationCollaboration
About this role
Role Overview
- Perform all the Licenses checks and manage the Licenses transfer to adhere to the U.S regulatory guidelines as per FINRA
- Fulfill the request of On-boarding, Transition, Address Change request to be met through performing various steps on varied tools for the field members
- Help ensure the effective and timely management of U.S regulatory (FINRA) U4 and U5 Filings
- Do case set up, onboard Field Staff i.e., Non-Registered & Registered staff, Field Transitions, Exam Request and U4 amendments
- Manage multiple and changing priorities, expectations and concerns while working closely with the business partners in a focused and responsive manner.
Requirements
- Bachelor's Degree or Equivalent
- Relevant experience should be between 1-2 years
- Good knowledge of FINRA Onboarding Experience
- Good Communication
- Customer/Client Handling
- In-Office Collaboration.
Benefits
- Good knowledge of FINRA Onboarding Experience
- Good Communication
- Customer/Client Handling
- In-Office Collaboration
- Flexibility to work from home two (2) days per week
- Opportunities to make your mark at the office
- Difference in your community.